arXiv:2610.01323v1 Announce Type: new
Abstract: Safety-aligned large language models (LLMs) often refuse a harmful request but comply once the same goal is spread over several turns. Preference objectives score whole responses to single prompts, so their training loss alone cannot control risk on unseen histories. Our analysis gives sufficient conditions under which suppression at supervised single-turn contexts yields a bound on multi-turn trajectory risk. The bound accounts for coverage, transfer slack, and leakage, and characterizes contraction relative to a base-policy risk budget evaluated on the trained policy's contexts. TRACE (Trajectory Return Attribution and Contrastive Erasure) turns this principle into a token-level objective. On the safe response, each token is weighted by the discounted return of a refusal-attributable advantage. The advantage compares a frozen reference model with its refusal-ablated copy, allowing earlier response tokens to receive credit from later refusal-related evidence. At high-gap positions on rejected responses, TRACE combines the observed token with policy-selected alternatives in the erasure target. A gradient-norm penalty replaces the retain set. Across five open-weight models and seven multi-turn attacks, TRACE gives the lowest attack success rate (ASR) in all 35 model and attack pairs, while the model utility evaluated on MMLU and HellaSwag drop by at most 1\.23 points. Source code can be found in the supplemental material.
Abstract: Safety-aligned large language models (LLMs) often refuse a harmful request but comply once the same goal is spread over several turns. Preference objectives score whole responses to single prompts, so their training loss alone cannot control risk on unseen histories. Our analysis gives sufficient conditions under which suppression at supervised single-turn contexts yields a bound on multi-turn trajectory risk. The bound accounts for coverage, transfer slack, and leakage, and characterizes contraction relative to a base-policy risk budget evaluated on the trained policy's contexts. TRACE (Trajectory Return Attribution and Contrastive Erasure) turns this principle into a token-level objective. On the safe response, each token is weighted by the discounted return of a refusal-attributable advantage. The advantage compares a frozen reference model with its refusal-ablated copy, allowing earlier response tokens to receive credit from later refusal-related evidence. At high-gap positions on rejected responses, TRACE combines the observed token with policy-selected alternatives in the erasure target. A gradient-norm penalty replaces the retain set. Across five open-weight models and seven multi-turn attacks, TRACE gives the lowest attack success rate (ASR) in all 35 model and attack pairs, while the model utility evaluated on MMLU and HellaSwag drop by at most 1\.23 points. Source code can be found in the supplemental material.
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